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The Manager and the Custodian

The Manager:

Stonebrooke Asset Management Ltd. (SAM) is the Portfolio Manager. Our role is to manage our clients' money. We do this by:

  • making decisions based on our clients' objectives,
  • ongoing, thorough, independent research,
  • proactively searching out opportunities ,
  • constructing portfolios for growth & protection, and
  • establishing a trusted relationship with our clients.

The Custodian:

We have chosen National Bank Independent Network (NBIN) to hold our clients' cash and securities. The role of the Custodian is to:

  • maintain separate accounts by legal registration (individual, joint, in trust),
  • hold title to and value the assets on our clients' behalf,
  • settle transactions on our clients' behalf; Stonebrooke will place buy and sell orders and communicate settlement instructions; Stonebrooke never has possession of your assets, and
  • report to our clients on a regular basis a detailed list of transactions, cash activity, and assets owned including the number of units held, the unit price, and total market value.

Committed to this business for more than 25 years, NBIN is one of Canada's leading providers of custodial, trading, clearing, settlement and record keeping services to independent registered portfolio managers through innovative product development, expert client care, and leading technology. NBIN is a division of National Bank Financial Inc and is a registered trademark and wholly owned subsidiary of National Bank of Canada, a publicly traded company listed on Canadian stock exchanges. National Bank Financial Inc. is a member of the Canadian Investor Protection Fund and the Investment Industry Regulatory Organization of Canada (IIROC).

This article is provided for information purposes only. Although the content is believed to be reliable when posted, Stonebrooke Asset Management cannot guarantee this information is current, accurate or complete and does not assume any liability. The information is not intended to provide any insurance, financial, legal, accounting or taxation advice and should not under any circumstances be relied upon without consultation about your specific situation. The information is subject to modification and updating from time to time without notice. 

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